"Mr.Compla's Insider Trading Regulations"Q&A

[目次]

  • 1 What is insider trading?(What is"insider trading?"
  • Why is insider trading prohibited?)
  • 2 Outline of Insider Trading Regulations(Specifically,what kinds of trading are prohibited as insider trading?
  • Who are"Corporate Insiders"and in what cases are they subject to the regulations? ほか)
  • 3 Insider trading regulations in various situations(Is Corporate Insiders forbidden from trading in a company's securities prior to Public Disclosure of a Material Fact even if they are unaware of such a fact?
  • Are employees of a Listed Company,etc.'s group company and temporary staff subject to the regulations when they learn of nonpublic? ほか)
  • 4 Points to consider in the Prevention of insider trading(How should listed companies prevent insider trading by officers and employees?
  • What points need to be considered when conducting information management as a corporate group? ほか)
  • 5 Introduction to Case Studies(Basket Clause
  • Juridical Person's Liability ほか)

「BOOKデータベース」より

この本の情報

書名 "Mr.Compla's Insider Trading Regulations"Q&A
書名ヨミ MRCOMPLAS INSIDER TRADING REGULATIONSQ&A ENGLISH VERSION
出版元 東京証券取引所自主規制法人
刊行年月 2008.11.17
ページ数 69p
大きさ 26cm(B5)
言語 日本語
出版国 日本
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